GOVERNANCE
Live Virtual
In-Person
Regulatory Compliance Specialist (RCS)
Compliance is more than just stopping money laundering—it is about managing the relationship with your regulator.
Duration
24 Hours
Level
INTERMEDIATE
Enrollment
Open
Tuition Fee
$410
What You'll Learn
- Understand The Compliance Function: Structuring the department and its independence from business lines
- Master Regulatory Relationships: How to handle on-site inspections and correspondence with Central Banks
- Implement Risk-Based Monitoring: Creating a 'Compliance Monitoring Plan' (CMP) to test internal controls
- Manage Conflict of Interest: Chinese Walls, gifts policies, and personal account dealing
- Establish effective internal controls and governance
Who This Course Is For
- Newly appointed Compliance Officers
- Internal Auditors moving into Compliance
- Managers in regulated entities
- Compliance Officers and Managers
Why Choose EduDubai?
Compliance isn't just about reading laws; it's about managing the Central Bank.
The "Soft Skills" of Compliance: We teach you how to write a letter to the Regulator that doesn't get you in trouble. No other technical course covers this critical communication skill.
Inspection Survival Guide: Our instructors include former auditors who show you exactly what to do (and what NOT to do) when the Central Bank inspectors arrive at your reception.
Delivery Formats & Timings
Weekday Evening Batch
Schedule
Tue & Thu | 7:00 PM – 9:00 PM
Duration
4 Weeks
Weekend Intensive Batch
Schedule
Sundays | 10:00 AM – 2:00 PM
Duration
4 Weeks
Corporate / In-House
Schedule
3-Day Workshop
Duration
3 Days
Frequently Asked Questions
Course Details
Price
$410
Available Formats
Live Virtual
In-Person
Duration24 hours
LevelINTERMEDIATE
CategoryGOVERNANCE